An EMD is a financial firm authorized to trade or underwrite exempt securities that are not publicly traded.

Investments through EMDs are usually reserved for accredited investors, not the general public.

Exempt securities are financial instruments not required to be registered with securities regulators and typically sold privately and do not have a prospectus.

Companies use EMDs for private placements to raise capital more flexibly and efficiently than public offerings.

EMDs perform thorough financial due diligence to ensure all material facts are accurate and the investment is sound.

Yes, EMDs offer advisory services for mergers and acquisitions, including valuation, deal structuring, and financing. 

All investments carry risk; EMD investments may have higher risks due to their nature but can offer higher returns.

Charges for M&A services depend on the transaction’s complexity and required services. Minimum is $5,000 per month.

Fees for Capital Raising are tailored to the deal’s specifics and services needed. Typically is it commission on amount raised (such as 7%) and warrants to align our common interests

If not satisfied with our services, we prioritize understanding your concerns and strive to resolve them to meet your expectations. If unhappy, Plato will refund 100% of your recent monthly bill if you give us immediate feedback to help us improve.

The primary challenge in raising capital is finding ready, valuable deals that meet client returns.

EMDs are regulated by provincial securities commissions and must comply with specific rules and exemptions.

An OM is a document provided by EMDs detailing the terms, conditions, and risks of an investment offering.

Yes, EMDs can deal with international investors, after considering cross-border laws and regulations.  We can also help foreign businesses outside North America raise capital.